Mar 2020 | Background Checks

SM&CR now applies to all financial firms

The onus is on firms to perform adequate checks on their employees before they join the company and at regular intervals afterwards. Read more about what the Senior Managers and Certification Regime is and what is means for your business in our latest thinking blog post here.

In this webinar we’ll discuss:

-The importance of employment screening under SM&CR
-Protecting your organisation and mitigating conduct risk
-Adequate screening and certifying that individuals are ‘fit and proper’ to carry out their roles
-Tips for screening candidates and employees under SM&CR
-Typical checks for consideration

Watch our webinar recording below to find out what you need to consider when screening and re-vetting under SM&CR.